Among the physicists of the 20th century,Werner Heisenberg had the
clearest philosophical insight intothe profundities of the material world.
His principal book, SchritteUber Grenzen (Munchen,
1971)*,is an exemplar of scientific and
philosophical thought, writtenby one of the greatest scientists, one of the
main founders ofquantum mechanics and the author of the famous principle of
uncertainty(or indeterminacy) of microscopic phenomena. The articles and
lectures strung together as Schritte Uber Grenzen show
Heisenberg's impressive philosophical insight, grounded, as he
himself confessed, in Plato's and Kant's philosophies.
1. Our aim is not to examine here
Heisenberg's philosophical propensity, which was of much service
in dealing with the abstract concepts of quantum mechanics. Instead,
we shall discuss some of his ideas regarding existence and cognition
and the breakthroughs beyond the safe science he dealt with, by
reference to the image of the material world, of the whole existence
as outlined in the foregoing chapters. As a theory founder and
a scientist well acquainted with the quantum world, Heisenberg
sought to grasp the profundities of this world down to the unity
of the principles of existence. He could not however consider
the effects of automata, of neurocybernetics, or of the living
beings and the information concept, given that these questions
became pre-eminent in contemporary scientific thought only after
the foundation of quantum mechanics. While noting Heisenberg's
concern for the biologic/atomic connection, which is used as a
reference term to inquire into the comprehensive correlations
in the world (p. 186), let us observe that, finally, the data furnished
by chemists and biologists "flood ... into the wider field
of atomic physics" (p. 198). Nevertheless, in the final chapter
of his book ("Is physics an ended science ?"), in which
he seeks to derive the sole principle at play beyond the elementary
particles, the author wonders if the discovery of such a principle
would not permit us to cognize the whole world and, hence, physics
would no longer have anything to tell us. However, Heisenberg
had unexpectedly observed in 1970 that if such a principle were
found, it would only cover a part of the world reality. He subsequently
approached the implications of such a discovery in the biological
and living realms (p. 320). He held that although "all biological
objects consist in elementary particles", the concept of
life itself "does not appear in this idealization of a unified
theory of particles which would be a formula of the Universe".
Heisenberg is in search of a more comprehensive theoretical approach
that should bring the physical closer to the life phenomenon,
to the biological. This explains why he holds that physics cannot
end with the unified theory of elementary particles, for mathematics,
the information theory and philosophy will conjoin the work of
physics: "in the future, it will be frequently difficult
to decide whether in the case of a scientific advancement we shall
have a progress in physics, in the information theory or in philosophy,
whether physics extends in biology or whether biology is making
increasing use of the methods and formulation pertinent to physical
problems" (p. 321). These lines, written on the last page
of his book, are no doubt an intuition of what science will become
under the strenuous human search to find its unity. This comes
in the aftermath of Heisenberg's other intuitions of the depth
of the quantum world and of the profundities of the material world
itself, where correlations with the information and life must
be at play. In developing his abstract theories, Heisenberg found
support in Plato's and Kant's ideas. This may partly explain why
he held that in terms of philosophy, the scientist is first interested
in problem formulation and only second in the answers (p. 14).
The problem formulation in philosophy is worthy, Heisenberg says,
inasmuch as it is a fertile ground for the development of the
human thought.
However, as Heisenberg righteously observed,
a new problem should be posed in philosophy, along the lines
he himself intuited. This is exactly what we are trying to
do in this book. That is why the concepts and the ideas given
in this book and those of Heisenberg's may be subject to confrontation.
In so doing, we shall consider the materiality of the whole existence
as a safe gain of the human thought. No theoretical, experimental
or spiritual grounds could be brought to invalidate the truth
of this statement. We have however to employ first philosophical
concepts and then the safer exertions of science in order to inquire
into the profundities of the world, confident as we are that such
an inquiry is possible. Part of our inquiry may turn out to be
of a purely experimental nature without necessarily resorting
to a scientific department of knowledge, the mathematically rided
departments in particular. This will by no means rule out any
science, however little developed it may be in the beginning.
2. One of Heisenberg's basic ideas
is that a thrust into increasingly deeper strata of matter is
mentally associated with abstractions increasingly far from the
immediate intuition. This idea is grounded in Plato's and Kant's
theories. With Heisenberg, and similarly with Kant, nature must
be questioned by means of theoretical concepts, or abstract models
built in our mind. The question arises why these highly abstract
mathematical concepts comply with nature. Following a discussion
he had with Niels Bohr, who, like Faraday, revered the physical,
intuitive grasp of phenomena, and given the impossibility to understand
quantum physics with the aid of immediate intuitive concepts,
Heisenberg confessed: "On this night-starred
route**,
I thought of the almost obvious idea that one should perhaps just
postulate the fact that nature permits only such experimental
situations that might be described against the mathematical scheme
of quantum mechanics" (p. 62-63).
According to Heisenberg, the profundities
of nature could be grasped by passing form abstraction to abstraction,
under its mathematical form, which relies particularly on the
harmony of the symmetry forms. With Heisenberg, abstraction is
to find the unity of the world. He wonders if Plato is not right
in believing that abstraction itself is the ground of the world.
Heisenberg declares himself to revere Plato's idealism, to the
detriment to Democritus' materialism (p. 243), as modern physics
would have indubitably decided in favour of Plato: "Because
the smallest units of matter do not actually represent physical
objects in the ordinary sense of the word, and are instead forms,
structures, or - in the sense of Plato - ideas about which we
can speak unambiguously in the mathematical language alone"
(p. 240). Heisenberg finds mathematical symmetries in terms of
the smallest units of matter. For him, the question is whether
the elementary particles in-themselves exist in space and
time or whether the question can be raised in these terms (p. 113,
139). "The concepts of space and time must be themselves
re-formulated (p. 167); the world is not really as we used to think
with the aid of ordinary concepts" (p. 170).
* References to this volume correspond to the
Romanian edition: Werner Heisenberg, Pasi peste granite, Bucuresti,
Ed. Politica, 1997.
** Heisenberg refers to his thoughts during a walk.
What Physics, Informationand the Living have in Common
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